OATES JAMES M
9 Form 4 · free tier: 48h delay
Recent Form 4 slice from EDGAR — up to 30 filings (not a full archive).
For informational purposes only. Not investment advice. Data is aggregated from public SEC and congressional disclosures. Nothing on this site is a recommendation to buy or sell any security. Public disclosure of a trade is not evidence of wrongdoing or insider trading.
Recent Form 4 trades
Open-market purchases and sales
STIFEL FINANCIAL CORP
SF · Trade · Jun 2, 2021 · Filed · Jun 3, 2021
$1,372,800
20,000 sh
STIFEL FINANCIAL CORP
SF · Trade · Feb 22, 2021 · Filed · Feb 24, 2021 · filed 2 days after trade
$606,300
10,000 sh
STIFEL FINANCIAL CORP
SF · Trade · Nov 9, 2020 · Filed · Nov 10, 2020
$613,260
9,000 sh
STIFEL FINANCIAL CORP
SF · Trade · Dec 20, 2019 · Filed · Dec 23, 2019 · filed 3 days after trade
$619,940
10,000 sh
STIFEL FINANCIAL CORP
SF · Trade · May 9, 2019 · Filed · May 10, 2019
$1,172,200
20,000 sh
STIFEL FINANCIAL CORP
SF · Trade · Nov 10, 2017 · Filed · Nov 14, 2017 · filed 4 days after trade
$92,413
1,768 sh
Duff & Phelps Select Energy MLP Fund Inc.
DSE · Trade · Jul 31, 2017 · Filed · Aug 2, 2017 · filed 2 days after trade
$14,440
2,000 sh
Virtus Global Multi-Sector Income Fund
VGI · Trade · Jul 17, 2017 · Filed · Apr 13, 2018 · filed 270 days after trade
$26,661
1,586 sh
Virtus Total Return Fund Inc.
ZF · Trade · Jul 17, 2017 · Filed · Apr 13, 2018 · filed 270 days after trade
$67,901
5,630 sh